{"id":130,"date":"2024-11-08T15:46:57","date_gmt":"2024-11-08T14:46:57","guid":{"rendered":"https:\/\/pozzi-conseils.ch\/?page_id=130"},"modified":"2025-01-30T09:40:29","modified_gmt":"2025-01-30T08:40:29","slug":"compliance-et-reglementation","status":"publish","type":"page","link":"https:\/\/pozzi-conseils.ch\/en\/our-services\/compliance-and-regulation\/","title":{"rendered":"Compliance and regulation"},"content":{"rendered":"
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COMPLIANCE AND
REGULATORY OVERSIGHT<\/h1>\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t
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On January 1, 2020, the Financial Services Act (FinSA) and the Financial Institutions Act (FinIA) came into force, accompanied by the implementing ordinances adopted by the Federal Council (FinSO, FinIO and OOS).<\/p>\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t

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The FinSA<\/b> (Loi on Financial Services) <\/span>aims to protect customers by regulating financial services, while the FIN Act<\/b> (L<\/span>oi sur les Etablissements Financiers) <\/span>ensures that financial institutions comply with strict standards. <\/span><\/p>\n

These regulations are crucial to ensuring transparency and security in the Swiss financial sector.<\/p>\n

The AMLA (Anti-Money Laundering Act) aims to prevent money laundering and the financing of terrorism, and imposes strict obligations on financial intermediaries (asset managers, trustees and others). These include<\/p>\n

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  • Customer identification (KYC) ;<\/li>\n
  • Transaction monitoring ;<\/li>\n
  • Continuous training.<\/li>\n<\/ul>\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t
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    OUR ROLE<\/h2>\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t
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    Pozzi Conseils operates within the AMLA-FinSA-FinIA regulatory framework for independent asset managers and trustees who wish to delegate and outsource this function for economic reasons or due to a lack of in-house resources or skills.<\/p>\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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    COMPLIANCE AND REGULATORY OVERSIGHT On 1 January 2020, the Financial Services Act (LSFin) and the Financial Institutions Act (LEFin) came into force, together with the implementing ordinances adopted by the Federal Council (OSFin, OEFin and OOS). The LSFin (Law on Financial Services) aims to protect customers by regulating financial services [...].<\/p>","protected":false},"author":1,"featured_media":0,"parent":19,"menu_order":3,"comment_status":"closed","ping_status":"closed","template":"elementor_header_footer","meta":{"footnotes":""},"class_list":["post-130","page","type-page","status-publish","hentry"],"_links":{"self":[{"href":"https:\/\/pozzi-conseils.ch\/en\/wp-json\/wp\/v2\/pages\/130","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/pozzi-conseils.ch\/en\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/pozzi-conseils.ch\/en\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/pozzi-conseils.ch\/en\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/pozzi-conseils.ch\/en\/wp-json\/wp\/v2\/comments?post=130"}],"version-history":[{"count":57,"href":"https:\/\/pozzi-conseils.ch\/en\/wp-json\/wp\/v2\/pages\/130\/revisions"}],"predecessor-version":[{"id":958,"href":"https:\/\/pozzi-conseils.ch\/en\/wp-json\/wp\/v2\/pages\/130\/revisions\/958"}],"up":[{"embeddable":true,"href":"https:\/\/pozzi-conseils.ch\/en\/wp-json\/wp\/v2\/pages\/19"}],"wp:attachment":[{"href":"https:\/\/pozzi-conseils.ch\/en\/wp-json\/wp\/v2\/media?parent=130"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}